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Good practice Imported

China's Algorithm Filing System — Mandatory Disclosure to Regulators Without Public Transparency

China · Beijing · See the China profile · See the Beijing profile

Evidence: Descriptive / self-reported Top 74% 47/100 · Ask Evidence Copilot about this practice

Since March 2022, China's Cyberspace Administration has required platforms to file algorithm and AI disclosures before deployment — 190 generative-AI models filed by August 2024 — but independent review finds the public disclosures too vague for real oversight.

190 models
Generative-AI models filed successfully (by August 2024)
~50 % (estimate)
Submitted models estimated to clear filing at a given time
China's Algorithm Filing System — Mandatory Disclosure to Regulators Without Public Transparency

Details

Maturity
Established
Promoter
Cyberspace Administration of China (CAC)
Period
since March 2022
Keywords
platform regulation, algorithm oversight, compliance, AI governance

Context

China's Provisions on the Administration of Algorithmic Recommendation for Internet Information Services, issued by the Cyberspace Administration of China (CAC) and effective 1 March 2022, require platforms whose algorithms have 'public opinion properties or social mobilisation capacity' to file for a registration number with CAC or its provincial branches. A parallel regime under the 2023 Interim Measures for Generative AI Services extended filing obligations to generative-AI models and applications.

Activities

The filing mechanism requires platforms to submit disclosures before deployment; non-public sections of the filings, such as training datasets and security self-assessments, are visible only to regulators.

Results

By August 2024, CAC had confirmed that 190 generative-AI models had filed successfully under the regime, and independent tracking around the same period found that only a portion of submitted models (estimated near half) cleared filing at any given time — evidence the mechanism screens submissions rather than acting as a rubber stamp, and that it now operates at national scale across thousands of platforms' recommendation algorithms as well.

Conclusions

An independent review by the Carnegie Endowment for International Peace of the disclosures made public found them 'pitched at such a high level as to be almost completely devoid of meaningful detail': Weibo's 'hot search' ranking algorithm, for example, is described only as combining 'search popularity, discussion popularity, and dissemination popularity' multiplied by an 'interaction rate coefficient' — a description Carnegie says an outside observer with no prior knowledge of the algorithm 'could essentially guess.' Carnegie concludes that, based on what is public, the filings 'provide no meaningful insights into the algorithms, how they were trained, or how they might perform,' even though non-public sections may contain more detail visible only to regulators. This is included as an honest cautionary case: a compliance mechanism that has scaled institutionally and legally but delivers little of the public accountability that algorithm registers elsewhere aim to provide.

Implementation

Indicative cost
Medium (€50k–€500k) — No budget disclosed; conservative medium estimate for a national regulatory filing system administered by CAC and provincial branches across thousands of platforms.
Time to results
Long (> 3 years)
Staffing & skills
Administered by the Cyberspace Administration of China (CAC) and its provincial branches

Conditions for success

  • Clear legal basis: 2021 Provisions (effective March 2022) extended in 2023 to generative-AI models via the Interim Measures for Generative AI Services
  • Mandatory filing before deployment for platforms with 'public opinion properties or social mobilisation capacity'

Common failure modes

  • Carnegie Endowment's independent review found public disclosures 'pitched at such a high level as to be almost completely devoid of meaningful detail' — e.g. Weibo's hot-search algorithm described only via a vague 'interaction rate coefficient'
  • Carnegie concludes the public filings 'provide no meaningful insights into the algorithms, how they were trained, or how they might perform', though non-public sections visible only to regulators may contain more detail

Where it fits

Governance type
national cyberspace regulator
Scale
national (thousands of platforms)
Income level
upper-middle/high-income

Commonly funded by

National / regional programmes

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Data sources

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